Gregory J. Lewis
CETERA INVESTMENT ADVISERS LLC
KENMORE, NY 14217
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CRD#: 4296795
Professional summary
Gregory J. Lewis, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Kenmore, New York and CETERA FINANCIAL SPECIALISTS LLC located in Kenmore, New York.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NICASTRO ACCOUNTING SERVICES, NOT INVESTMENT RELATED, 908 NIAGARA FALLS BLVD, SUITE 104, NORTH TONAWANDA, NY 14120, TAX CONSULTANT, SEASONAL PART TIME EMPLOYEE, INCOME TAX PREPARATION, 25 HOURS/WEEK, 12H/WEEK DURING TRADING HOURS, SINCE 02/2020. 2) SALES OF UNITED HEALTHCARE MEDICARE SUPPLEMENT, NOT INVESTMENT RELATED, 5H/WEEK, 3H/WEEK DURING TRADING HOURS, SINCE 12/2000 3) SALES OF HEALTH INSURANCE, NOT INVESTMENT RELATED, 5H/WEEK, 3H/WEEK DURING TRADING HOURS, SINCE 12/2000 4) LINCOLN LIFE POLICY, SERVICING OF POLICY ONLY, SINCE 12/2000. 5) INDEPENDENT RETIREMENT ADVISORS OF NEW YORK, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL ADVISOR, OWNER, DBA FOR INVESTMENTS, 0-40H/WEEK, SINCE 01/2019. 6) PINE GROVE BEACH ASSOCIATION, NOT INVESTMENT RELATED, PULASKI, NY, HOME OWNERS ASSOCIATION, CO-TREASURER, COORDINATE ACTIVITY OF COMMON INTEREST FOR HOMEOWNERS, RESPONSIBLE FOR REPORTING OF FINANCIALS AND COMPLETION OF TAX RETURNS, SINCE 07/2021, 2H/WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory J. Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
October 22, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 15 Lasalle Ave Ste 102, Kenmore, NY 14217RIA
CRD#: 105644
KENMORE, NY
Current
October 22, 2021 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 15 Lasalle Ave Ste 102, Kenmore, NY 14217BD
CRD#: 10358
Kenmore, NY
Past
April 7, 2009 - October 22, 2021
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
October 7, 2005 - October 22, 2021
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
Kenmore, NY
Past
November 13, 2000 - October 12, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/27/2022)
RR
California(10/22/2021)
RR
Florida(10/22/2021)
RR
Georgia(10/22/2021)
RR
Minnesota(10/22/2021)
IAR
New York(10/22/2021)
RR
New York(10/28/2021)
RR
North Carolina(1/2/2025)
RR
South Carolina(1/3/2023)
RR
Virginia(10/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Kenmore, NY 14217TRUST BUT VERIFY
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