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KM

Kevin W. Mcgee

WILLIAM HOOD & COMPANY
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 4296678
KM

Professional summary

Kevin William Mcgee, who also goes by Kevin Mcgee, is a registered financial professional currently at WILLIAM HOOD & COMPANY located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2001. Kevin has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin Mcgee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin William Mcgee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 13, 2020 - Present

WILLIAM HOOD & COMPANY

Office #1: 1330 Avenue Of The Americas 6th Floor, New York, NY 10019
BD
CRD#: 293416
NEW YORK, NY
Past

May 16, 2011 - August 24, 2020

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
CHICAGO, IL
Past

June 1, 2009 - March 15, 2010

MORGAN STANLEY

BD
CRD#: 149777
CHICAGO, IL
Past

December 19, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CHICAGO, IL
Past

May 24, 2001 - January 18, 2006

CITIGROUP GENEVA CAPITAL STRATEGIES INC.

BD
CRD#: 104454
LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/13/2020)
RR
Colorado
(12/6/2022)
RR
Connecticut
(12/13/2020)
RR
Florida
(12/13/2020)
RR
Illinois
(12/13/2020)
RR
Maryland
(8/21/2023)
RR
New Jersey
(12/13/2020)
RR
New York
(12/13/2020)
RR
Texas
(12/13/2020)
RR
Utah
(12/6/2022)
RR
Wisconsin
(12/13/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/5/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WH
WILLIAM HOOD & COMPANY
WILLIAM HOOD & COMPANY | WILLIAM HOOD & COMPANY LLC.

CRD#: 293416 / SEC#: , 8-70124

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1330 Avenue Of The Americas 6th Floor, New York, NY 10019
Mailing Address
1330 Avenue Of The Americas 6th Floor, New York, NY 10019
Phone number
(212) 365-5293
Established
Delaware since 06/26/2017
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WHC HOLDINGS COMPANY, LLCOWNER
HOOD, WILLIAM STEPHENPRESIDENT, CEO, CCO2650571
ROMERO, MONIQUE VICTORIAFINOP6712654
RYAN, JILLIAN DEEMANAGING DIRECTOR6915536

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLIAM HOOD & COMPANY

CRD#: 293416New York, NY 10019

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