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WG

Wentworth M. Gardner

Some features on this profile are disabled
CRD#: 4296168
WG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Wentworth Macarthur Gardner, CFP®, who also goes by Mac Gardner, Macarthur Gardner, was a registered financial professional .

Wentworth is a previously registered financial professional and started their career in finance in 2000. Wentworth had worked at 14 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mac Gardner | Macarthur Gardner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Author NATURE: Publisher of two books, "Motivate Your Money!" and "The Four Money Bears" INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 2.) ELECTUS GLOBAL EDUCATION COMPANY POSITION: Advisory Board Member NATURE: eLearning Company INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 2601 E 7th Ave, Tampa FL 33605, United States DESCRIPTION: Provide insights into early childhood education around financial literacy. 3.) FINLIT TECH POSITION: Founder NATURE: Holding company for book royalties. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: Wesley Chapel, FL DESCRIPTION: I also provide public speaking on financial literacy through that company. 4.) INSURANCE LICENSED(LIFE, LTC, ANNUITY); START: 11/2022; 10 HRS PER WEEK DURING TRADING

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

Experience

Past

February 23, 2023 - May 20, 2025

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

RIA
CRD#: 206518
TAMPA, FL
Past

January 6, 2020 - April 4, 2022

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
TAMPA, FL
Past

December 18, 2019 - April 4, 2022

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
TAMPA, FL
Past

May 6, 2019 - December 6, 2019

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
TAMPA, FL
Past

May 6, 2019 - December 6, 2019

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
TAMPA, FL
Past

August 31, 2016 - March 4, 2019

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
TAMPA, FL
Past

January 19, 2016 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
TAMPA, FL
Past

January 12, 2016 - March 4, 2019

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
TAMPA, FL
Past

October 1, 2014 - January 20, 2016

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SUGAR LAND, TX
Past

September 30, 2014 - January 20, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
SUGAR LAND, TX
Past

September 3, 2013 - October 1, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
HOUSTON, TX
Past

September 3, 2013 - October 1, 2014

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
HOUSTON, TX
Past

August 4, 2011 - September 18, 2013

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
HOUSTON, TX
Past

August 4, 2011 - September 18, 2013

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
HOUSTON, TX
Past

January 10, 2008 - July 21, 2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
HOUSTON, TX
Past

January 7, 2008 - July 21, 2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
HOUSTON, TX
Past

May 8, 2007 - December 11, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
FT. LAUDERDALE, FL
Past

May 7, 2007 - December 11, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
FT. LAUDERDALE, FL
Past

December 8, 2005 - April 30, 2007

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

September 23, 2005 - December 6, 2005

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
FT. LAUDERDALE, FL
Past

September 21, 2005 - December 6, 2005

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

December 14, 2000 - March 17, 2005

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
FT. LAUDERDALE, FL
Past

December 13, 2000 - March 17, 2005

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

CRD#: 206518 / SEC#: 801-127246

RIA
Registered Investment Advisory firm - (1/20/2023 Approved)
Florida
Registered Investment Advisory firm - (7/17/2023 Terminated)
Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)
Illinois
Registered Investment Advisory firm - (7/17/2023 Terminated)
Texas
Registered Investment Advisory firm - (7/17/2023 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/2/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/12/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/1/2008
General Securities Principal Examination

Current Firm

WW
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

CRD#: 206518 / SEC#: 801-127246

RIA
Registered Investment Advisory firm - (1/20/2023 Approved)
Florida
Registered Investment Advisory firm - (7/17/2023 Terminated)
Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)
Illinois
Registered Investment Advisory firm - (7/17/2023 Terminated)
Texas
Registered Investment Advisory firm - (7/17/2023 Terminated)
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Contact information

Main Address
111 W. Oak Avenue Ste 450, Tampa, FL 33602
Mailing Address
Phone number
(866) 929-3258
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (8/5/2025)

Regulatory assets under management

Total Number of Accounts582
AUM (Assets Under Management)$ 220,278,095

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

CRD#: 206518

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