Thac N. Hoang
Professional summary
Thac Ngoc Hoang, who also goes by Tido Hoang, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Elk Grove, California and CETERA WEALTH SERVICES, LLC located in Elk Grove, California.
Thac is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Thac has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thac Ngoc Hoang's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9295 E. Stockton Blvd. Ste 20, Elk Grove, CA 95624September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9295 E. Stockton Blvd. Ste 20, Elk Grove, CA 95624June 25, 2010 - September 5, 2025
AVANTAX ADVISORY SERVICES
October 12, 2009 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
February 16, 2009 - July 7, 2009
LPL FINANCIAL LLC
August 13, 2001 - October 27, 2004
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2025)
(9/5/2025)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Elk Grove, CA 95624TRUST BUT VERIFY
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