Nicholas Steward

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CRD#: 4295895

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Steward was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2001. Nicholas had worked at 7 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 22, 2012 - August 5, 2013

RWA WEALTH PARTNERS

RIA

CRD#: 156984

NEWTON, MA

Past

March 28, 2011 - August 5, 2013

ADVISER INVESTMENTS ACQUISITION CO LLC

RIA

CRD#: 156985

NEWTON, MA

Past

December 10, 2009 - March 29, 2011

KOBREN INSIGHT MANAGEMENT INC

RIA

CRD#: 106473

ARLINGTON, VA

Past

November 2, 2005 - March 23, 2011

E*TRADE SECURITIES LLC

CRD#: 29106

WELLESLEY, MA

Past

October 21, 2003 - November 11, 2005

KOBREN INSIGHT BROKERAGE, INC

CRD#: 21298

WELLESLEY, MA

Past

June 1, 2001 - November 5, 2002

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

January 1, 2001 - November 11, 2002

FIDELITY PERSONAL TRUST COMPANY, FSB

RIA

CRD#: 109516

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RWA WEALTH PARTNERS

CRD#: 156984 / SEC#: 801-73098

RIA

Registered Investment Advisory firm - (1/20/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/17/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/6/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 9/8/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RWA WEALTH PARTNERS

CRD#: 156984 / SEC#: 801-73098

RIA

Registered Investment Advisory firm - (1/20/2012 Approved)

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Contact information

Main Address

85 Wells Avenue Suite 109, Newton, MA 02459

Mailing Address

Phone number

(617) 321-2200

Established

Firm type

Fiscal year end

# of Employees

181

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA PRIVATE WEALTH (3/31/2025)

RWA FAMILY OFFICE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	19,490
AUM (Assets Under Management)	$ 17,255,241,142

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/02/2025	Cover Page	Report
09/29/2023	Cover Page	Report
12/09/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas Steward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ADVISER INVESTMENTS ACQUISITION CO LLC

KOBREN INSIGHT MANAGEMENT INC

E*TRADE SECURITIES LLC

KOBREN INSIGHT BROKERAGE, INC

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL TRUST COMPANY, FSB

Primary Firm SEC Registration

RWA WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/2003

Series 65

Date: 12/6/2000

Series 6

Date: 9/8/2003

Current Firm

RWA WEALTH PARTNERS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RWA WEALTH PARTNERS

TRUST BUT VERIFY

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