Keith M. Cunningham
Professional summary
Keith M Cunningham, who also goes by Keith M. Cunningham, Keith Michael Cunningham, Keith Cunningham, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2001. Keith has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith M Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101April 12, 2017 - May 4, 2021
PROFUNDS DISTRIBUTORS, INC.
March 24, 2015 - October 13, 2016
FORESIDE FUND SERVICES, LLC
March 4, 2014 - October 1, 2014
FORESIDE FUND SERVICES, LLC
April 28, 2010 - November 12, 2012
UBS SECURITIES LLC
April 28, 2006 - May 5, 2009
DEUTSCHE BANK SECURITIES INC.
June 6, 2005 - April 4, 2006
LEHMAN BROTHERS INC.
August 6, 2004 - April 26, 2005
DEUTSCHE BANK SECURITIES INC.
February 23, 2001 - August 3, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2025)
Exams
Series 7TO
Date: 2/27/2024
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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