David R. Marom
Professional summary
David Rogers Marom is a registered financial professional currently at FEDERATED SECURITIES, INC. located in Huntington, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Rogers Marom's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2010 - Present
FEDERATED SECURITIES, INC.
Office #1: 680 Park Avenue, Huntington, NY 11743February 21, 2007 - March 3, 2010
LPL FINANCIAL LLC
January 16, 2007 - March 3, 2010
LPL FINANCIAL LLC
April 14, 2003 - May 5, 2005
FITZMAURICE INVESTMENT MANAGEMENT SERVICES, LLC
April 23, 2002 - May 5, 2005
FITZMAURICE INVESTMENT MANAGEMENT SERVICES, LLC
November 20, 2000 - November 18, 2002
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2010)
(1/5/2018)
(3/12/2010)
(3/12/2010)
(3/12/2010)
(6/11/2021)
(1/6/2021)
Exams
FINRA
Current Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
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