DK
Dennis S. Konrady
SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
Eugene, OR 97401
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CRD#: 4295175
DK
Professional summary
Dennis S Konrady is a registered financial advisor currently at SAPIENT PRIVATE WEALTH MANAGEMENT, LLC located in Eugene, Oregon.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Dennis has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*23891 - FOR-PROFIT ORGANIZATION, WEBER HOLDINGS LLC, NOT INVESTMENT RELATED, 2706 WILLAKENZIE ROAD, EUGENE, OREGON 97401 NATURE OF BUSINESS: LLC, OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM, NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY, NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: N/A
(2)NON-PROFIT ORGANIZATION, LANE COUNTY YOUTH FOR CHRIST, NOT INVESTMENT RELATED, EUGENE, OREGON 97402, NATURE OF BUSINESS: OTHER, BOARD MEMBER
START DATE OF RELATIONSHIP: 01/01/2003, NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY, NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 HOUR(S) MONTHLY
DUTIES: CHECK WRITING.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis S Konrady's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2016 - Present
SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
Office #1: 101 East Broadway Suite 480, Eugene, OR 97401RIA
CRD#: 159419
Eugene, OR
Past
September 22, 2006 - May 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
EUGENE, OR
Past
December 6, 2000 - May 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
EUGENE, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC | SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 159419 / SEC#: 801-72857
RIA
Registered Investment Advisory firm - (9/30/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(5/24/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC | SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 159419 / SEC#: 801-72857
RIA
Registered Investment Advisory firm - (9/30/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 East Broadway Suite 480, Eugene, OR 97401
Mailing Address
Phone number
(541) 762-0300
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 629 |
| AUM (Assets Under Management) | $ 1,415,517,164 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 12/11/2024 | ||
| 06/06/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 159419Eugene, OR 97401TRUST BUT VERIFY
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