Scott A. Bass
CAPITAL INVESTMENT ADVISORY SERVICES
RINCON, GA 31326
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CRD#: 4294488
Professional summary
Scott Anthony Bass, CFP® is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Rincon, Georgia and CAPITAL INVESTMENT GROUP, INC. located in Rincon, Georgia.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VISION FINANCIAL GROUP GEORGIA, LLC. OWNER/PARTNER. 5877 HWY 21 S, SUITE B RINCON, GA 31326. 506 GENTILLY RD, STATESBORO, GA 31326. DBA FOR INSURANCE, INVESTMENTS AND FINANCIAL PLANNING. STARTED 9/2013. ACTIVITY IS INVESTMENT RELATED. 30 HRS/WK, ALL DURING NORMAL TRADING HRS. 2. BASS FINANCIAL SOLUTIONS. OWNER. 5877 HWY 21 S, RINCON, GA 31326. DBA FOR INSURANCE, INVESTMENTS AND FINANCIAL PLANNING. STARTED 1/2010. ACTIVITY IS INVESTMENT RELATED. 20 HRS/WK, 10 DURING NORMAL TRADING HRS. 3. BASS SOLUTIONS, LLC. OWNER. 2535 EBENEZER RD, RINCON, GA 31326. STARTED 12/2022. OWNS AND RENTS FORESTRY AND AGRICULTURAL EQUIPMENT. 2 HRS/WK, 0 DURING NORMAL TRADING HRS. ACTIVITY IS NOT INVESTMENT RELATED. 4. BAPTIST CHURCH @ EBENEZER. FINANCE COMMITTEE MEMBER. 2401 EBENEZER RD, RINCON, GA 31326. STARTED 1/2023. MONITOR, ADVISE AND VOTE ON MATTERS RELATED TO FINANCES OF THE CHURCH. NOT INVESTMENT RELATED. 1 HR/WK, 0 DURING NORMAL TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Anthony Bass's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
March 22, 2018 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 5877 Hwy 21 South Suite B, Rincon, GA 31326RIA
CRD#: 149124
RINCON, GA
Current
March 8, 2018 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 5877 Hwy 21 South Suite B, Rincon, GA 31326BD
CRD#: 14752
Rincon, GA
Past
January 26, 2010 - March 28, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
RINCON, GA
Past
January 21, 2010 - March 28, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
RINCON, GA
Past
October 19, 2005 - January 5, 2010
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
RINCON, GA
Past
November 24, 2000 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
SAVANNAH, GA
Past
November 24, 2000 - January 5, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SAVANNAH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/8/2018)
RR
Florida(3/8/2018)
RR
Georgia(3/8/2018)
IAR
Georgia(3/22/2018)
RR
Louisiana(3/8/2018)
RR
North Carolina(2/13/2020)
RR
South Carolina(3/8/2018)
RR
Texas(2/26/2020)
RR
Virginia(3/8/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
