KW
Keith D. Weinbaum
NEWBURY CAPITAL MANAGEMENT
Redmond, WA
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CRD#: 4293482
KW
Professional summary
Keith Douglas Weinbaum is a registered financial advisor currently at NEWBURY CAPITAL MANAGEMENT, LLC located in Redmond, Washington.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Keith has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Brighton Mall Partners; Real Estate Related; Brighton, MI; Managing a mall that I am a partner in; Assistant Manager/Partner; June 2006; 40 hrs/month; 10 hrs/month; Assisting the manager with tenant and contractor related issues, involved in overseeing renovation and repair work, limited involvement with lease negotiations;
2)Prospect Hill Group; Real Estate Related; Brighton, MI; Managing a mall that I am a partner in; Assistant Manager/Partner; June 2006; 24 hrs/month; 6 hrs/month; Assisting the manager with tenant and contractor related issues, involved in overseeing renovation and repair work, limited involvement with lease negotiations;
2)Grand River Associates; Real Estate Related; Milford, MI; Managing a mall that I am a partner in; Assistant Manager/Partner; June 2006; 16 hrs/month; 4 hrs/month; Assisting the manager with tenant and contractor related issues, involved in overseeing renovation and repair work, limited involvement with lease negotiations;
CRS (Client Relationship Summary) - RIA
Click below to view Keith Douglas Weinbaum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2024 - Present
NEWBURY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 148516
Redmond, WA
Past
June 25, 2009 - December 31, 2016
MAINSTREET ASSET MANAGEMENT, LLC
RIA
CRD#: 147516
ANAHEIM, CA
Past
December 10, 2008 - April 15, 2009
HILLTOP SECURITIES INC.
RIA
CRD#: 6220
HENDERSON, NV
Past
December 9, 2008 - April 15, 2009
HILLTOP SECURITIES INC.
BD
CRD#: 6220
HENDERSON, NV
Past
October 25, 2004 - December 9, 2008
M.L. STERN & CO., LLC.
RIA
CRD#: 8327
HENDERSON, NV
Past
April 27, 2001 - December 9, 2008
M.L. STERN & CO., LLC.
BD
CRD#: 8327
HENDERSON, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NEWBURY CAPITAL MANAGEMENT, LLC
CAMDEN FINANCIAL PLANNING, INC | NEWBURY CAPITAL MANAGEMENT, LLC
CRD#: 148516 / SEC#: 801-110353
RIA
Registered Investment Advisory firm - (4/7/2017 Approved)California
Registered Investment Advisory firm - (6/2/2017 Terminated)Texas
Registered Investment Advisory firm - (5/3/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(11/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
NC
NEWBURY CAPITAL MANAGEMENT, LLC
CAMDEN FINANCIAL PLANNING, INC | NEWBURY CAPITAL MANAGEMENT, LLC
CRD#: 148516 / SEC#: 801-110353
RIA
Registered Investment Advisory firm - (4/7/2017 Approved)California
Registered Investment Advisory firm - (6/2/2017 Terminated)Texas
Registered Investment Advisory firm - (5/3/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
812 Fremont Ave. Suite 101, South Pasadena, CA 91030
Mailing Address
Phone number
(626) 796-8898
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 406 |
| AUM (Assets Under Management) | $ 144,385,467 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
