Joy S. Stenehjem
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
YAKIMA, WA 98902
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CRD#: 4293392
Professional summary
Joy Suzanne Stenehjem, CFP®, who also goes by Joy Suzanne Rickey, is a registered financial advisor currently at LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. located in Yakima, Washington.
Joy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joy has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joy Suzanne Rickey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/22/09 - RIA, LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C, 10% OF TIME.
2. 08/16/2012: LRIA LEASING PLLC / OTHER-PLANE LEASING / TIME SPENT 1%
3. 01/09/2013: LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C/ REGISTERED INVESTMENT ADVISOR / TIME SPENT 95%/ YAKIMAM WA.
4. 02/25/2016 * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/12/2016 * 10 HRS/MO DURING SECS TRDG HRS.
5. 01/01/2019: Pathway Tax Group/Non-investment related/Same as business address/Tax services such as tax preparation and tax advice/Owner/5 hours/month, 5 hours during securities trading hours/Duties include preparing, analyzing, advising and filing taxes
CRS (Client Relationship Summary) - RIA
Click below to view Joy Suzanne Stenehjem's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 4, 2001 - Present
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
Office #1: 3908 Creekside Loop, Ste 100, Yakima, WA 98902RIA
CRD#: 116891
YAKIMA, WA
Past
January 24, 2001 - July 10, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
YAKIMA, WA
Past
October 25, 2000 - April 18, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
YAKIMA, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LR
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
CRD#: 116891 / SEC#: 801-77834
RIA
Registered Investment Advisory firm - (4/8/2013 Approved)Washington
Registered Investment Advisory firm - (4/18/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/8/2019)
IAR
Washington(1/4/2001)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LR
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
CRD#: 116891 / SEC#: 801-77834
RIA
Registered Investment Advisory firm - (4/8/2013 Approved)Washington
Registered Investment Advisory firm - (4/18/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3908 Creekside Loop Suite 100, Yakima, WA 98902
Mailing Address
Phone number
(509) 972-3686
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,055 |
| AUM (Assets Under Management) | $ 823,758,596 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 |
Red Flags
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Company Information
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
CRD#: 116891Yakima, WA 98902TRUST BUT VERIFY
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