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GS

George H. Saltz

WELLINGTON FUNDS DISTRIBUTORS
New York, NY 10003
Some features on this profile are disabled
CRD#: 4292963
GS

Professional summary

George Harvey Saltz III, who also goes by Chip Saltz III, George Harvey Saltz, is a registered financial professional currently at WELLINGTON FUNDS DISTRIBUTORS INC. located in New York, New York.

George is registered as a RR (Registered Representative) and started their career in finance in 2001. George has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chip Saltz Iii | George Harvey Saltz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Harvey Saltz III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2026 - Present

WELLINGTON FUNDS DISTRIBUTORS INC.

Office #1: 799 Broadway, New York, NY 10003
BD
CRD#: 152768
New York, NY
Past

October 8, 2024 - December 31, 2025

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Mclean, VA
Past

November 1, 2017 - May 1, 2023

STARWOOD CAPITAL, L.L.C.

BD
CRD#: 146057
GREENWICH, CT
Past

November 18, 2013 - July 27, 2017

CAREY FINANCIAL, LLC

BD
CRD#: 15246
NEW YORK, NY
Past

January 2, 2013 - November 18, 2013

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

June 7, 2011 - May 24, 2012

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
BOSTON, MA
Past

October 25, 2010 - May 24, 2012

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

January 6, 2009 - December 31, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
WASHINGTON, DC
Past

November 6, 2002 - December 31, 2006

JOHN HANCOCK DISTRIBUTORS LLC

RIA
CRD#: 5249
WASHINGTON, DC
Past

January 1, 2002 - October 25, 2010

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

January 16, 2001 - January 1, 2002

MANULIFE WOOD LOGAN, INC.

BD
CRD#: 19177
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/11/2026)
RR
Alaska
(2/11/2026)
RR
Arizona
(2/11/2026)
RR
Arkansas
(2/11/2026)
RR
California
(2/11/2026)
RR
Colorado
(2/11/2026)
RR
Connecticut
(2/11/2026)
RR
Delaware
(2/11/2026)
RR
District of Columbia
(2/11/2026)
RR
Florida
(2/11/2026)
RR
Georgia
(2/11/2026)
RR
Hawaii
(2/11/2026)
RR
Idaho
(2/11/2026)
RR
Illinois
(2/11/2026)
RR
Indiana
(2/11/2026)
RR
Iowa
(2/11/2026)
RR
Kansas
(2/11/2026)
RR
Kentucky
(2/11/2026)
RR
Louisiana
(2/11/2026)
RR
Maine
(2/11/2026)
RR
Maryland
(2/11/2026)
RR
Massachusetts
(2/11/2026)
RR
Michigan
(2/11/2026)
RR
Minnesota
(2/11/2026)
RR
Mississippi
(2/11/2026)
RR
Missouri
(2/11/2026)
RR
Montana
(2/11/2026)
RR
Nebraska
(2/11/2026)
RR
Nevada
(2/11/2026)
RR
New Hampshire
(2/11/2026)
RR
New Jersey
(2/11/2026)
RR
New Mexico
(2/11/2026)
RR
New York
(2/11/2026)
RR
North Carolina
(2/11/2026)
RR
North Dakota
(2/11/2026)
RR
Ohio
(2/11/2026)
RR
Oklahoma
(2/11/2026)
RR
Oregon
(2/11/2026)
RR
Pennsylvania
(2/11/2026)
RR
Rhode Island
(2/11/2026)
RR
South Carolina
(2/11/2026)
RR
South Dakota
(2/11/2026)
RR
Tennessee
(2/11/2026)
RR
Texas
(2/11/2026)
RR
Utah
(2/11/2026)
RR
Vermont
(2/11/2026)
RR
Virginia
(2/11/2026)
RR
Washington
(2/11/2026)
RR
West Virginia
(2/11/2026)
RR
Wisconsin
(2/11/2026)
RR
Wyoming
(2/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/1/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/29/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/12/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/24/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WELLINGTON FUNDS DISTRIBUTORS INC.
WELLINGTON FUNDS DISTRIBUTORS INC. | WELLINGTON MANAGEMENT ADVISERS, INC

CRD#: 152768 / SEC#: , 8-68476

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
280 Congress Street, Boston, MA 02210
Mailing Address
280 Congress Street, Boston, MA 02210
Phone number
(617) 951-5000
Established
Delaware since 10/29/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WELLINGTON MANAGEMENT FUNDS HOLDINGS LLPHOLDING COMPANY
COYNE, LAURA ANN ESQ.DIRECTOR7053320
GEORGE, JEFFREY BRIANDIRECTOR8180600
KOPEC, CHRISTINADIRECTOR5929352
MACKENZIE, BRENDAN MICHAELDIRECTOR5051963
MARTIN, SARA ANNCHIEF LEGAL OFFICER7469775
MILLEN, SARAH MACKTEZCHIEF FINANCIAL OFFICER7116565
SHANNON, MARY KEHOEPRESIDENT6439388
SHANNON, MARY KEHOEDIRECTOR6439388
WILLIAMS, ASHLEY LEIGHCHIEF COMPLIANCE OFFICER5498874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLINGTON FUNDS DISTRIBUTORS INC.

CRD#: 152768New York, NY 10003

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