Mary R. Barakat
Professional summary
Mary R Barakat, who also goes by Mary R. Barakat, Mary R. Matteson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA WEALTH SERVICES, LLC located in Dallas, Texas.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mary has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary R Barakat's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3200 Olympus Blvd Suite 100, Dallas, TX 75019September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3200 Olympus Blvd Suite 100, Dallas, TX 75019October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
October 10, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
November 13, 2012 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
March 26, 2012 - November 7, 2012
AVANTAX INVESTMENT SERVICES, INC.
May 31, 2006 - June 21, 2010
1ST GLOBAL CAPITAL CORP.
November 29, 2004 - April 20, 2006
OLD MUTUAL INVESTMENT PARTNERS
March 3, 2003 - October 26, 2004
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 8, 2001 - January 27, 2003
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2025)
(9/5/2025)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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