GG
Greg A. Grotewold
CETERA INVESTMENT ADVISERS LLC
Oakdale, MN
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CRD#: 4292458
GG
Professional summary
Greg Alan Grotewold, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oakdale, Minnesota and CETERA WEALTH SERVICES, LLC located in St. Louis, Missouri.
Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Greg has worked at 8 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: GVT LAND & CATTLE; INVESTMENT RELATED: NO; ADDRESS: WATERTOWN, SD 57201; NATURE OF BUSINESS: LAND & CATTLE; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NO ROLES. MY FATHER NAMED ME BUT HE RUNS THE BUSINESS. I HANDLE NO MONEY, AM PAID NO SALARY, NOR MAKE ANY DECISIONS. I DO HAVE CHECK-WRITING AUTHORITY ON THE GTV CHECKING ACCOUNT TO PAY BILLS SHOULD HE BECOME INCAPACITATED. I'VE NEVER WRITTEN ONE, NOR DO I EXPECT TO; 2. NAME OF OTHER BUSINESS: GREG GROTEWOLD - ARTICLES FOR CHRISTIAN MAGAZINES; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: PROVIDE SPIRITUAL ENCOURAGEMENT TO A MAGAZINE'S READER BASE; START DATE: 01/2000; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: WRITE ARTICLES FOR CHRISTIAN MAGAZINES; 3. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: RIA STRATEGY DIRECTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PROVIDING GUIDANCE AND DIRECTION REGARDING IA COMPLIANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Greg Alan Grotewold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 12, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Oakdale, MN
Current
May 12, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5700 Oakland Avenue Suite 400, St. Louis, MO 63110BD
CRD#: 13572
St. Louis, MO
Past
August 14, 2023 - April 29, 2025
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SAINT PAUL, MN
Past
August 14, 2023 - April 29, 2025
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SAINT PAUL, MN
Past
August 14, 2023 - April 29, 2025
CETERA ADVISORS LLC
BD
CRD#: 10299
SAINT PAUL, MN
Past
August 10, 2023 - April 29, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SAINT PAUL, MN
Past
August 10, 2023 - April 29, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SAINT PAUL, MN
Past
January 15, 2014 - November 8, 2021
CRI SECURITIES, LLC
RIA
CRD#: 22589
ST PAUL, MN
Past
January 15, 2014 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ST PAUL, MN
Past
August 27, 2012 - October 13, 2017
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Past
April 17, 2001 - November 8, 2021
CRI SECURITIES, LLC
BD
CRD#: 22589
ST PAUL, MN
Past
November 13, 2000 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(5/12/2025)
IAR
Minnesota(5/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 8/14/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
