Carol Ann Reynolds
Professional Summary
Carol Ann Reynolds, who also goes by Carol Ann Mccrudy, Carol Ann Smith, was a registered financial advisor. Carol was a previously registered financial professional and started their career in finance 2000 - 2012. Carol had worked at 2 firms and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carol Ann Mccrudy, Carol Ann Smith
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
A.G. DISTRIBUTORS, INC. | WNL BROKERAGE SERVICES, INC. | AMERICAN GENERAL FINANCIAL DISTRIBUTORS OF ILLINOIS, INC. | AMERICAN GENERAL FINANCIAL DISTRIBUTORS OF FLORIDA, INC. | AMERICAN GENERAL DISTRIBUTORS, INC. | AGA BROKERAGE SERVICES, INC.
Contact Information
Established
Delaware since 06/24/1994Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE COMPANY | SHAREHOLDER | — |
| BERNLOHR, KURT WILLIAM | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1137579 |
| CRICKS, DANIEL RICHARD | ASSISTANT TAX OFFICER | 3190022 |
| DENBOER, DAVID HENDRICK | DIRECTOR, SR VICE PRESIDENT & SECRETARY | 1348962 |
| REINER, JOHN JAY | CHIEF FINANCIAL OFFICER & TREASURER | 4052196 |
| VERBERKMOES, KRIEN III | CHIEF COMPLIANCE OFFICER | 868915 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2000About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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