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Krien Verberkmoes Iii

CRD# 868915·Registered 1979 - 2014
Previously Registered: Being a previously registered professional could mean that Krien is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Krien Verberkmoes III, who also goes by Krien Verberkmoes, was a registered financial advisor. Krien was a previously registered financial advisor and started their career in finance 1979 - 2014. Krien had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Krien Verberkmoes

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Houston, TX
June 28, 2013 - January 16, 2014
AMERICAN GENERAL FINANCIAL ADVISORS, INC.·CRD# 121111
RIA
Houston, TX
August 6, 2002 - May 2, 2009
AMERICAN GENERAL DISTRIBUTORS, INC.·CRD# 37449
BD
Houston, TX
August 10, 2000 - June 28, 2013
THE VARIABLE ANNUITY MARKETING COMPANY·CRD# 5081
BD
Houston, TX
July 19, 2000 - December 31, 2001
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Houston, TX
July 17, 2000 - January 17, 2014
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Houston, TX
July 17, 2000 - January 17, 2014
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Minneapolis, MN
May 20, 1992 - July 13, 2000
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
November 5, 1991 - April 24, 1992
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
July 13, 1990 - March 7, 1991
BANC ONE WISCONSIN INVESTMENT SERVICES CORPORATION·CRD# 17087
BD
April 15, 1986 - July 13, 1990
HARRIS INVESTORLINE·CRD# 6580
BD
May 23, 1980 - May 23, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
July 25, 1979 - June 9, 1980

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Current Firm

CC
COREBRIDGE CAPITAL SERVICES, INC.

AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: 8-28733
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Phone Number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN GENERAL LIFE INSURANCE COMPANYSHAREHOLDER—
BURNETTE, CYNTHIA LEACHIEF FINANCIAL OFFICER1863103
FORTEY, MICHAELCHIEF COMPLIANCE OFFICER2304969
NASTA, CHRISTINA MARIEPRESIDENT2736888

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1979About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1986About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1982About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1981About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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