Thalia Z. Crisp
Professional summary
Thalia Zamarripa Crisp, who also goes by Thalia Z Crisp, Thalia Crisp, Thalia Zamarripa, is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.
Thalia is registered as a RR (Registered Representative) and started their career in finance in 2001. Thalia has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thalia Zamarripa Crisp's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
ORCHARD SECURITIES, LLC
Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062April 6, 2023 - August 4, 2023
ATHENE SECURITIES, LLC
January 3, 2022 - August 2, 2023
GRIFFIN CAPITAL SECURITIES, LLC
April 22, 2020 - January 5, 2022
VOYA FINANCIAL PARTNERS, LLC
April 17, 2020 - January 5, 2022
VOYA FINANCIAL PARTNERS, LLC
August 15, 2019 - April 1, 2020
J.P. MORGAN SECURITIES LLC
August 15, 2019 - April 1, 2020
J.P. MORGAN SECURITIES LLC
October 2, 2017 - May 31, 2019
VOYA INVESTMENT MANAGEMENT CO. LLC
November 4, 2013 - May 31, 2019
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 25, 2010 - September 11, 2013
J.P. MORGAN SECURITIES LLC
February 21, 2001 - October 11, 2002
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2023)
(7/28/2023)
(7/28/2023)
(7/28/2023)
(7/28/2023)
(7/28/2023)
(7/28/2023)
(7/28/2023)
Exams
FINRA
Current Firm
ORCHARD SECURITIES, LLC
CRD#: 133378 / SEC#: , 8-66719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREEKSIDE LAND DEVELOPMENT, LLC | MEMBER | |
| FAR VISIONS, LLC | MEMBER | |
| NORTH CANYON ENTERPRISES, LLC | MEMBER | |
| TOTTENHAM INVESTMENTS, LLC | MEMBER | |
| TRIPLE CROWN SECURITES, LLC | MEMBER | |
| BADALAMENTI, CHARLES RICHARD | FINOP | 2065038 |
| BRADBURN, KEVIN CHRISTOPHER | MANAGER, CHIEF EXECUTIVE OFFICER | 2718206 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ORCHARD SECURITIES, LLC
CRD#: 133378Pleasant Grove, UT 84062TRUST BUT VERIFY
Monitor Thalia Crisp
Get automatic monthly alerts on:
