Scott B. Patten
Professional summary
Scott Bradley Patten is a registered financial professional currently at ASCENDIANT CAPITAL MARKETS, LLC located in Jupiter, Florida.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Bradley Patten's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2017 - Present
ASCENDIANT CAPITAL MARKETS, LLC
Office #1: 110 Front Street, Suite 300, Jupiter, FL 33477October 9, 2009 - May 12, 2010
HUNTER WISE SECURITIES, LLC
September 22, 2006 - September 28, 2009
FMI CAPITAL ADVISORS, INC.
December 19, 2005 - August 25, 2006
CITIGROUP GLOBAL MARKETS INC.
January 22, 2001 - January 18, 2006
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2017)
(11/1/2017)
(9/17/2024)
Exams
FINRA
Current Firm
ASCENDIANT CAPITAL MARKETS, LLC
CRD#: 152912 / SEC#: , 8-68487
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 10 |
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