SA
Stacy M. Anderson
CETERA INVESTMENT ADVISERS LLC
SARTELL, MN 56377
Some features on this profile are disabled
CRD#: 4291143
SA
Professional summary
Stacy M Anderson, who also goes by Stacy Marie Anderson, Stacy Anderson, Stacy M Dingman, Stacy Marie Dingman, Stacy M Rasmussen, Stacy Marie Rasmussen, Dingman Marie Stacy, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sartell, Minnesota and CETERA WEALTH SERVICES, LLC located in Maple Grove, Minnesota.
Stacy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stacy has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stacy Marie Anderson | Stacy Anderson | Stacy M Dingman | Stacy Marie Dingman | Stacy M Rasmussen | Stacy Marie Rasmussen | Dingman Marie Stacy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MINNESOTA GIRLS HOCKEY COACHES ASSOCIATION; POS: Treasurer NATURE: MGHCA is a non-profit organization that provides support to high school girls hockey coaches and training.; NIR; HRS 3; HRS 0; START DATE: 03/02/2015; ADDR: 4020 Macalester Drive, St. Anthony MN 55421, United States; DESC: reconcile checkbook review program income and expenses prepare accounting reports tax filing of 990preparation of 1099-NEC 2) SMA WEALTH MANAGEMENT LLC; POS: sole member NATURE: investment planning, financial planning, college planning, retirement planning; IR; HRS 180; HRS 100; START DATE: 08/01/2023; ADDR: 408 1st Street North, Sartell MN 56377, United States; DESC: meeting with prospects and clients to determine financial goals and creating a financial plan to attain those goals. ongoing investment management and review. ongoing reviews with existing clients. 3) ANDERSON TAX SERVICE LLC; POS: sole member NATURE: tax preparation service for individuals and small businesses, tax planning, bookkeeping services, 1099 filings. NIR; HRS 80; HRS 40; START DATE: 07/30/2023; ADDR: 408 1st Street North, Sartell MN 56377, United States; DESC: prepare 1040 returns and various schedules as necessary. MN state tax returns, MN Property tax returns. e-filing returns 4) MFG FINANCIAL ADVISORS, LLC; POS: Financial Advisor NATURE: Midwest Financial provides financial planning, investment planning, retirement planning, risk analysis, tax planning, estate planning; IR; HRS 10; HRS 10; START DATE: 08/31/2023; ADDR: 18 Riverside Ave S Suite 220, Sartell MN 56377, United States; DESC: meeting with prospects meeting with clients creating financial plans managing client assets: due diligence and review annual reviews with clients 5) SARTELL-ST. STEPHEN DOLLARS FOR SCHOLARS; POS: Treasurer NATURE: A national initiative under the non-profit organization Scholarship America, which aims to help local communities raise funds for scholarships to support students pursuing post-secondary education. I contribute to the organization's fundraising and scholarship distribution efforts. NIR; HRS 3; HRS 0; START DATE: 04/22/2025 ADDRESS: 18 Riverside Ave S, #220, Sartell MN 56377, United States DESCRIPTION: Financial Recordkeeping, Banking and Deposits, Disbursement of Funds, Financial Reporting, Annual Review and Oversight. 6) PRINCETON YOUTH HOCKEY; POS: Finance Manager NATURE: I serve as the part-time Finance Manager for Princeton Youth Hockey Association (PYHA), a 501(c)(3) nonprofit organization.; NIR; HRS 20; HRS 10; START DATE: 06/23/2025; ADDRESS: 511 Ice Arena Drive, Princeton MN 55371, United States; DESCRIPTION: Bookkeeping and Financial Reporting, Payroll Processing and Tax Compliance, Accounts Payable and Receivable, Collaboration and Workflow Management. Annual Budget and 990 Preparation Support. 7) CENTRAL MINNESOTA GYMNASTICS ASSOCIATION; POS: Treasurer (non-voting member) NATURE: I am providing financial management services to Central Minnesota Gymnastics Association (CMGA). NIR; HRS 2; HRS: 0 START DATE: 08/11/2025; ADDR: 922 21st Ave NE, St. Joseph MN 56374, United States; DESC: Monthly Bookkeeping and Accounting Services, .Bill Payment Services, .Board Meeting Participation and Communication.
CRS (Client Relationship Summary) - RIA
Click below to view Stacy M Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 18 Riverside Ave S #220, Sartell, MN 56377Office #2: 12924 63rd Ave N, Maple Grove, MN 55369RIA
CRD#: 105644
SARTELL, MN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12924 63rd Ave N, Maple Grove, MN 55369Office #2: 18 Riverside Ave S #220, Sartell, MN 56377BD
CRD#: 13572
Maple Grove, MN
Past
August 4, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Sartell, MN
Past
August 4, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Sartell, MN
Past
May 11, 2023 - August 9, 2023
HORACE MANN INVESTORS, INC.
RIA
CRD#: 11643
ST CLOUD, MN
Past
April 18, 2023 - August 9, 2023
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
ST CLOUD, MN
Past
September 7, 2016 - April 11, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ST CLOUD, MN
Past
September 7, 2016 - April 11, 2023
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST CLOUD, MN
Past
January 7, 2014 - February 11, 2016
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RIA
CRD#: 116407
SARTELL, MN
Past
November 29, 2012 - January 10, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
SARTELL, MN
Past
August 15, 2012 - February 11, 2016
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
BD
CRD#: 130139
PLYMOUTH, MN
Past
June 26, 2012 - April 7, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
SARTELL, MN
Past
November 8, 2000 - March 23, 2001
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(9/5/2025)
IAR
Minnesota(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sartell, MN 56377TRUST BUT VERIFY
Monitor Stacy Anderson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
