Kelly Bush
Professional summary
Kelly Bush, who also goes by Kelly Earl Bush, Kelly Earl Robert Bush, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 2001. Kelly has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Bush's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111January 2, 2013 - January 4, 2021
MML DISTRIBUTORS, LLC
January 30, 2012 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
October 4, 2011 - December 22, 2011
OSAIC FA, INC.
September 30, 2011 - December 22, 2011
OSAIC FA, INC.
August 11, 2011 - September 13, 2011
OSAIC FA, INC.
June 20, 2011 - September 13, 2011
OSAIC FA, INC.
June 20, 2011 - December 22, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 2, 2010 - July 7, 2011
DISCOVERY FINANCIAL GROUP, LLC
November 23, 2009 - June 13, 2011
PENTEGRA DISTRIBUTORS INC.
September 15, 2008 - September 29, 2008
NYLIFE SECURITIES LLC
February 10, 2003 - October 2, 2007
MISSIONSQUARE INVESTMENT SERVICES
May 22, 2001 - February 6, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 2, 2001 - May 4, 2001
IDS LIFE INSURANCE COMPANY
February 2, 2001 - May 4, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
