Melanie R. Miller
Professional summary
Melanie Rose Miller, who also goes by Melanie Miller, Melanie Rose Simon, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in West Palm Beach, Florida and TRUIST INVESTMENT SERVICES, INC. located in West Palm Beach, Florida.
Melanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Melanie has worked at 4 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Melanie Rose Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2024 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 250 S Australian Blvd, West Palm Beach, FL 33401February 9, 2024 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 250 S Australian Ave, West Palm Beach, FL 33401June 8, 2023 - September 11, 2023
TRUIST INVESTMENT SERVICES, INC.
December 10, 2003 - March 15, 2005
IFMG SECURITIES, INC.
January 9, 2001 - November 6, 2001
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2024)
(2/16/2024)
Exams
Series 6TO
Date: 6/23/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 6/8/2023
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390West Palm Beach, FL 33401TRUST BUT VERIFY
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