Joseph Casselli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Casselli was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1968. Joseph had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2006 - December 31, 2014
GROVE POINT INVESTMENTS, LLC
August 19, 1999 - August 1, 2006
CASS FINANCIAL STRATEGIES, INC.
July 1, 1999 - December 31, 2015
GROVE POINT INVESTMENTS, LLC
June 19, 1983 - July 8, 1983
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 4, 1982 - July 13, 1999
MONY SECURITIES CORPORATION
January 2, 1974 - March 1, 1980
MONY SECURITIES CORPORATION
October 6, 1969 - January 5, 1974
FIRST CLEVELAND INVESTMENTS, INC.
November 14, 1968 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/27/1968
Registered Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
