Scott H. Clark
Professional summary
Scott Hubert Clark, who also goes by Scott H Clark, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Hubert Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2020 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215October 30, 2018 - September 29, 2020
TRANSAMERICA CAPITAL, LLC
May 17, 2018 - August 29, 2018
NORTHSTAR SECURITIES, LLC
April 11, 2018 - September 18, 2018
S2K FINANCIAL LLC
October 8, 2014 - February 1, 2018
MVP AMERICAN SECURITIES
August 5, 2009 - February 12, 2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 7, 2004 - July 30, 2009
JOHN HANCOCK DISTRIBUTORS LLC
September 23, 2002 - March 2, 2004
NATIONWIDE FUND DISTRIBUTORS LLC
February 16, 2001 - July 24, 2002
CONSECO EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2020)
(10/16/2020)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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