Richard R. Gosselin
Professional summary
Richard Real Gosselin is a registered financial professional currently at CARNES CAPITAL CORPORATION located in Naples, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Real Gosselin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2018 - Present
CARNES CAPITAL CORPORATION
Office #1: 8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512May 15, 2007 - January 5, 2010
CARNES CAPITAL CORPORATION
September 26, 2003 - August 2, 2005
BERRYDUNN WEALTH MANAGEMENT
January 7, 2003 - July 22, 2005
COMMONWEALTH FINANCIAL NETWORK
May 9, 2001 - July 22, 2005
COMMONWEALTH FINANCIAL NETWORK
February 8, 2001 - April 30, 2001
CAP PRO BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2018)
Exams
FINRA
Current Firm
CARNES CAPITAL CORPORATION
CRD#: 16187 / SEC#: , 8-33443
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
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