MC
Milton Cooley
CETERA INVESTMENT ADVISERS LLC
IRMO, SC 29063
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CRD#: 4289300
MC
Professional summary
Milton Cooley, who also goes by Milton R Cooley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Irmo, South Carolina and CETERA FINANCIAL SPECIALISTS LLC located in Irmo, South Carolina.
Milton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Milton has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Milton R Cooley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TAX ON WHEELS, LLC; NOT INV REL; IRMO, SC; TAX CONSULTING AND RETURN PREPARATION FIRM; OWNER; START DATE OF 01/1991; 40 HRS/WK DURING TRADING HOURS: 2) MEDICAL INSURANCE; LICENSED AGENT; START DATE IS 05/05/04; 3 HRS/WK; FIRM IS NOT A RIA NOR DOES IT OFFER FINANCIAL SERVICES: 3) GOOGLE ADVERTISING FOR NON-INVESTMENT RELATED WEBSITES; IRMO, SC; OWNER OF WEBSITES; START DATE OF 06/2010; 0 HRS/WK: 4) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 122 FINLEY RD, BELTON, SC 29627; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LANDLORD; 5) NAME OF OTHER BUSINESS: ROSCOE COOLEY FARM; INVESTMENT RELATED: NO; ADDRESS: 122 FINLEY RD, BELTON, SC 29627; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FARM INHERITED LAND AND SELL CROPS;
CRS (Client Relationship Summary) - RIA
Click below to view Milton Cooley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 29 Olde Stream Ct., Irmo, SC 29063RIA
CRD#: 105644
IRMO, SC
Current
January 1, 2001 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 29 Olde Stream Ct., Irmo, SC 29063BD
CRD#: 10358
Irmo, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/18/2019)
RR
Florida(2/20/2020)
RR
Georgia(6/9/2006)
RR
North Carolina(8/2/2010)
RR
South Carolina(1/8/2001)
IAR
South Carolina(1/6/2020)
RR
Virginia(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Irmo, SC 29063TRUST BUT VERIFY
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