Rajendra Prashad

EAGLE TAX PLANNING & ADVISORY GROUP.LLC

Ozone Park, NY 11416

Some features on this profile are disabled

CRD#: 4289263

Professional summary

Rajendra Prashad, ChFC®, CLU® is a registered financial advisor currently at EAGLE TAX PLANNING & ADVISORY GROUP.LLC located in Ozone Park, New York.

Rajendra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rajendra has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EAGLE TAX PLANNING & ADVISORY GROUP.LLC / INVESTMENT RELATED / JAMAICA, NY / TAX PREPARATION AND FINANCIAL ADVICE / OWNER / FEB 2000 / 150 HOURS PER MONTH / 100% DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajendra Prashad's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 3, 2022 - Present

EAGLE TAX PLANNING & ADVISORY GROUP.LLC

Office #1: 106-04 101 Ave, Ozone Park, NY, 11416

RIA

CRD#: 124875

Ozone Park, NY

Past

January 4, 2022 - March 10, 2023

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

Baldwin, NY

Past

November 8, 2000 - March 10, 2003

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/7/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EAGLE TAX PLANNING & ADVISORY GROUP.LLC

CRD#: 124875 / SEC#:

New Jersey

Registered Investment Advisory firm - (6/28/2003 Cancelled)

New York

Registered Investment Advisory firm - (1/22/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

106-04 101 Ave, Ozone Park, NY, 11416

Mailing Address

Phone number

(718) 441-7011

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	81
AUM (Assets Under Management)	$ 5,254,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Matthew James Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rajendra Prashad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajendra Prashad's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE TAX PLANNING & ADVISORY GROUP.LLC

ORIGIN INVESTMENT ADVISORY LLC

CETERA FINANCIAL SPECIALISTS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/16/2000

Series 6

Date: 11/7/2000

Current Firm

EAGLE TAX PLANNING & ADVISORY GROUP.LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EAGLE TAX PLANNING & ADVISORY GROUP.LLC

TRUST BUT VERIFY

Similar Advisors