Tony E. Sells
Professional summary
Tony E Sells, who also goes by Tony Eugene Sells, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Tony is registered as a RR (Registered Representative) and started their career in finance in 2001. Tony has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tony E Sells's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2009 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262January 1, 2008 - February 20, 2009
FIDELITY BROKERAGE SERVICES LLC
September 10, 2003 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
August 26, 2002 - December 31, 2002
WADDELL & REED
August 26, 2002 - December 31, 2002
WADDELL & REED
February 2, 2001 - December 4, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2014)
(1/7/2014)
(12/21/2011)
(1/7/2014)
(1/7/2014)
(1/7/2014)
(12/21/2011)
(1/3/2020)
(1/3/2020)
(1/4/2019)
(12/21/2011)
(1/4/2019)
(1/7/2014)
(1/7/2014)
(1/7/2014)
(1/4/2019)
(9/10/2009)
(12/21/2011)
(1/4/2019)
(1/9/2024)
(9/10/2009)
(1/7/2014)
(12/21/2011)
(12/21/2011)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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