Todd Mitman
KESTRA ADVISORY SERVICES | Financial Advisor
Atlanta, GA 30328
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CRD#: 4288569
Professional summary
Todd Mitman is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Atlanta, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Atlanta, Georgia.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Todd has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance
Trust & estate planning
Executive services/Equity comp...
Philanthropic services
Financial planning
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
750K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Ownership; Mitman, Reese and Associates; President; Business established to help manage practice payroll; 30328; Not Investment Related; January 2011; 10 to 19 hours per month; 1-9 during trading hours/ TMJR Holdings LLC; President; Real Estate holding company; 30075; Not Investment Related; January 2015; 0 hours per month; 0 during trading hours. Outside Employment; Mitman, Reese and Associates; President; GA 30328; 0-9 hours per month; . Business Name: ELEMENT WEALTH ADVISORS POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 01/01/2017 ADDRESS: 800 Mt Vernon Hwy NE, Ste 350, Atlanta GA 30328, United States DESCRIPTION: Operate day to day operations of the business Business Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 03/28/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Advise clients on investments for their portfolio's Business Name: TMJR HOLDINGS LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2015 ADDRESS: 5025 Old Oak Trace, Roswell GA 30075, United States DESCRIPTION: P&L1 Business Name: MITMAN, REESE AND ASSOCIATES POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2008 ADDRESS: 800 Mount Vernon Hwy NE, Ste 350, Atlanta GA 30328, United States DESCRIPTION: P&L
CRS (Client Relationship Summary) - RIA
Click below to view Todd Mitman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 800 Mount Vernon Hwy Ne Suite 350, Atlanta, GA 30328RIA
CRD#: 283330
Atlanta, GA
Current
March 28, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 800 Mount Vernon Highway Ne Suite 350, Atlanta, GA 30328BD
CRD#: 42046
Atlanta, GA
Past
March 28, 2003 - March 31, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Atlanta, GA
Past
November 30, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 30, 2000 - March 31, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/28/2023)
RR
Arizona(3/28/2023)
RR
California(3/28/2023)
RR
Colorado(3/28/2023)
RR
District of Columbia(3/28/2023)
RR
Florida(3/28/2023)
RR
Georgia(3/28/2023)
IAR
Georgia(3/30/2023)
RR
Hawaii(3/28/2023)
RR
Illinois(3/28/2023)
RR
Louisiana(3/28/2023)
RR
Maryland(3/28/2023)
RR
Massachusetts(3/28/2023)
RR
Mississippi(3/28/2023)
RR
Missouri(3/28/2023)
RR
Montana(3/28/2023)
RR
New Jersey(3/28/2023)
RR
New York(3/28/2023)
RR
North Carolina(3/31/2023)
RR
Ohio(3/28/2023)
RR
Oklahoma(3/28/2023)
RR
Pennsylvania(3/28/2023)
RR
South Carolina(3/28/2023)
RR
Tennessee(3/28/2023)
RR
Texas(3/28/2023)
IAR
Texas(3/28/2023)
RR
Utah(3/28/2023)
RR
Vermont(3/28/2023)
RR
Virginia(3/28/2023)
RR
West Virginia(3/28/2023)
RR
Wisconsin(3/28/2023)
RR
Wyoming(3/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
Financial AdvisorCRD#: 283330Atlanta, GA 30328TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
