Antonio H. Kwan
Professional summary
Antonio Ho-shing Kwan, who also goes by Antonio Ho Shing Kwan, is a registered financial advisor currently at AK GLOBAL ASSET MANAGEMENT, LLC located in Oakland, California.
Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Antonio has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Antonio Ho-shing Kwan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2007 - Present
AK GLOBAL ASSET MANAGEMENT, LLC
Office #1: 1300 Clay Street Suite 600, Oakland, CA 94612January 25, 2001 - October 20, 2005
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/11/2007)
Exams
Current Firm
AK GLOBAL ASSET MANAGEMENT, LLC
CRD#: 137530 / SEC#: 801-134611
Contact information
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 112,807,937 |
Red Flags
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