Katherine T. Abernathy

WEALTH PRO ADVISORS

Sarasota, FL 34237

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CRD#: 4287777

Professional summary

Katherine T. Abernathy, who also goes by Katherine S Abernathy, Katherine S Tase, Katherine Tase, is a registered financial advisor currently at WEALTH PRO ADVISORS, INC. located in Sarasota, Florida and APW CAPITAL, INC. located in Sarasota, Florida.

Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Katherine has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katherine S Abernathy | Katherine S Tase | Katherine Tase

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) COMPREHENSIVE ASSET MANAGEMENT & SERVICING, INC., INVESTMENT RELATED, SARASOTA, FL, BD, REGISTERED ASSISTANT, SINCE 05/2014. 2) WEALTH PRO ADVISORS, INVESTMENT RELATED: YES, 2381 FRUITVILLE RD, SARASOTA, FL, 34237, FINANCIAL ADVISOR, SINCE 2/15/2020, 40 HR/WEEK, ASSORTED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine T. Abernathy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2020 - Present

WEALTH PRO ADVISORS, INC.

Office #1: 2381 Fruitville Road, Sarasota, FL 34237

RIA

CRD#: 169266

Sarasota, FL

Current

June 4, 2014 - Present

APW CAPITAL, INC.

Office #1: 2381 Fruitville Road, Sarasota, FL 34237

CRD#: 43814

Sarasota, FL

Past

November 26, 2019 - February 27, 2020

TRUVESTMENTS CAPITAL LLC

RIA

CRD#: 291297

SARASOTA, FL

Past

November 15, 2000 - July 31, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH PRO ADVISORS, INC.

WEALTH PRO ADVISORS, INC. | WEALTH PROTECTION, INC.

CRD#: 169266 / SEC#: 801-117862

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Florida

Registered Investment Advisory firm - (3/26/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/4/2014)

IAR

Florida
(3/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/7/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2014

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 12/5/2000

Futures Managed Funds Examination

SRO Registrations

FINRA

Current Firm

WEALTH PRO ADVISORS, INC.

WEALTH PRO ADVISORS, INC. | WEALTH PROTECTION, INC.

CRD#: 169266 / SEC#: 801-117862

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Florida

Registered Investment Advisory firm - (3/26/2019 Terminated)

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Contact information

Main Address

2381 Fruitville Road, Sarasota, FL 34237

Mailing Address

Phone number

(941) 907-2203

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH PRO ADVISORS, INC. DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	396
AUM (Assets Under Management)	$ 307,734,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Katherine T. Abernathy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine T. Abernathy's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

TRUVESTMENTS CAPITAL LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

WEALTH PRO ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2019

Series 66

Date: 2/7/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2014

Series 31

Date: 12/5/2000

FINRA

Current Firm

WEALTH PRO ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH PRO ADVISORS, INC.

TRUST BUT VERIFY

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