Terry L. Pepper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Lee Pepper, who also goes by Terry L. Pepper, was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 2000. Terry had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - May 26, 2016
DOO FINANCIAL US, INC.
February 23, 2004 - December 31, 2008
FORTUNE FINANCIAL SERVICES, INC.
June 4, 2002 - January 30, 2004
BLUE VASE SECURITIES, LLC
February 15, 2002 - January 30, 2004
BLUE VASE SECURITIES, LLC
December 5, 2000 - February 19, 2002
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOO FINANCIAL US, INC.
CRD#: 24409 / SEC#: , 8-41551
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
