Donna M. Brown
Professional summary
Donna M Brown, who also goes by Donna Marie Brown, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Donna has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Donna M Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2018 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 33, Atlanta, GA 30308June 4, 2018 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 2 3, 29, 30, 31 & 33, Atlanta, GA, 30308August 29, 2013 - June 14, 2018
LPL FINANCIAL LLC
August 29, 2013 - June 14, 2018
LPL FINANCIAL LLC
March 7, 2008 - September 12, 2013
FSC SECURITIES CORPORATION
May 3, 2006 - September 12, 2013
FSC SECURITIES CORPORATION
October 4, 2005 - February 22, 2006
CHASE INVESTMENT SERVICES CORP.
September 27, 2005 - February 22, 2006
CHASE INVESTMENT SERVICES CORP.
September 16, 2002 - December 10, 2003
IDS LIFE INSURANCE COMPANY
July 10, 2002 - December 10, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2018)
(6/5/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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