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Scott John Pawlich

VOYA FINANCIAL PARTNERS
WINDSOR, CT
·CRD# 4286745·26 years experience

Professional Summary

Scott John Pawlich is a registered financial advisor currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut. Scott is registered as a RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
One Orange Way, Windsor, CT 06095
April 17, 2024 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.·CRD# 17437
BD
Kansas City, MO
May 7, 2015 - March 5, 2024
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Chicago, IL
September 20, 2012 - April 20, 2015
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Indianapolis, IN
April 20, 2011 - August 31, 2012
TRANSAMERICA INVESTORS SECURITIES, LLC·CRD# 32205
BD
Rochester, MI
August 11, 2009 - April 11, 2011
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Auburn Hills, MI
December 19, 2005 - August 4, 2009
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
January 7, 2004 - December 7, 2005
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
February 13, 2002 - October 20, 2003
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.·CRD# 40596
BD
Hartford, CT
December 22, 2000 - January 14, 2002

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Current Firm

VF
VOYA FINANCIAL PARTNERS, LLC

AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Orange Way, C2n, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone Number

(860) 275-2110

Established

Delaware since 11/27/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

55

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYPARENT—
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
ELMSLIE, WILLIAM PETERMANAGING DIRECTOR1970014

Disclosures

Regulatory Event

7

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Michigan
(4/17/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott John Pawlich's CRS (Customer Relationship Summary).

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