Scott J. Pawlich

VOYA FINANCIAL PARTNERS

Windsor, CT 06095

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CRD#: 4286745

Professional summary

Scott John Pawlich is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott John Pawlich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2024 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: One Orange Way, Windsor, CT 06095

CRD#: 34815

Windsor, CT

Past

May 7, 2015 - March 5, 2024

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

September 20, 2012 - April 20, 2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

CHICAGO, IL

Past

April 20, 2011 - August 31, 2012

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

August 11, 2009 - April 11, 2011

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

ROCHESTER, MI

Past

December 19, 2005 - August 4, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

AUBURN HILLS, MI

Past

January 7, 2004 - December 7, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

February 13, 2002 - October 20, 2003

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

December 22, 2000 - January 14, 2002

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CRD#: 40596

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(4/17/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VOYA FINANCIAL PARTNERS, LLC

AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, C2n, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

(860) 275-2110

Established

Delaware since 11/27/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

Name	Position	CRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY	PARENT
BOHN, FREDERICK HENRY	CHIEF FINANCIAL OFFICER	5791728
EASTON, STEPHEN JOSEPH	CHIEF COMPLIANCE OFFICER	3150168
ELMSLIE, WILLIAM PETER	MANAGING DIRECTOR	1970014

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott J. Pawlich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott John Pawlich's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN CENTURY INVESTMENT SERVICES INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

ONEAMERICA SECURITIES, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2001

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2000

FINRA

Current Firm

VOYA FINANCIAL PARTNERS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VOYA FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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