John H. Lee
Professional summary
John Henry Lee, who also goes by In Lee, is a registered financial professional currently at FORGE SECURITIES LLC located in San Francisco, California.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Henry Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2019 - Present
FORGE SECURITIES LLC
Office #1: 4 Embarcadero Center Suite 1500, San Francisco, CA 94111March 28, 2019 - August 21, 2019
OSAIC FA, INC.
October 19, 2018 - August 21, 2019
OSAIC FA, INC.
May 20, 2015 - October 9, 2017
LIBERTY GROUP, LLC
April 10, 2007 - April 30, 2015
LORING WARD SECURITIES INC.
May 31, 2005 - April 4, 2007
ASSETMARK CAPITAL CORPORATION
April 26, 2004 - April 19, 2005
COMMONWEALTH FINANCIAL NETWORK
May 15, 2001 - March 26, 2004
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2019)
(11/5/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FORGE SECURITIES LLC
CRD#: 134596 / SEC#: , 8-66846
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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