Yong Y. Park
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yong Yong Park was a registered financial professional .
Yong is a previously registered financial professional and started their career in finance in 2000. Yong had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2012 - September 13, 2019
POSITIVE DELTA ASSET MANAGEMENT LLC
January 1, 2008 - December 31, 2011
PRIME ASSET MANAGEMENT, LLC
May 4, 2007 - June 12, 2007
POSITIVE DELTA ASSET MANAGEMENT LLC
September 18, 2003 - April 27, 2007
TAHOE ASSET MANAGEMENT, LLC
August 29, 2003 - September 24, 2003
BLUE VASE SECURITIES, LLC
April 11, 2001 - August 25, 2003
EQUITABLE ADVISORS, LLC
November 30, 2000 - August 25, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POSITIVE DELTA ASSET MANAGEMENT LLC
CRD#: 134775 / SEC#: 801-69722
Contact information
Regulatory assets under management
| Total Number of Accounts | 109 |
| AUM (Assets Under Management) | $ 28,800,658 |
Red Flags
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