Tiffany N. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany Noel Robinson, who also goes by Tiffany Noel Rousseau, was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 2001. Tiffany had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2010 - June 13, 2016
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
April 2, 2009 - July 16, 2009
BERKELEY CAPITAL SECURITIES, L.L.C.
January 1, 2001 - December 23, 2008
CION SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
CRD#: 153322 / SEC#: , 8-68523
Contact information
FINRA licenses (18 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
