Randall N. Smith

WESTBOURNE INVESTMENTS

McCall, ID

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CRD#: 428578

Professional summary

Randall Nolen Smith, CFP®, who also goes by Randy Smith, is a registered financial advisor currently at WESTBOURNE INVESTMENTS, INC. located in Mccall, Idaho.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Randall has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INSITE MEDIA LLC; Not INV RELATED;150 NW 70TH AVE #3 PLANTATION FL 33317;OUTDOOR ADVERTISING; CHAIRMAN AND CEO; START DATE 2001; 160 HRS/MO; 160 HRS/MO/TRD 2)Insite Street Media, LLC ; not investment related, 1990 Westwood Blvd #300 LA, CA 90025. Outdoor advertising, CEO, salary. 3)MENACHE, LLC; NON INV; 5214 BONSAI AVE. MOORPARK, CA 93021;WIRELESS TECHNOLOGY; DIRECTOR; 2003; 0 HRS/MO; 0 HRS/MO/TRD 4)JOHN WAYNE CANCER INSTITUTE - BOARD OF ADVISORS - BOARD MEMBER - NON INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Nolen Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 26, 2021 - Present

WESTBOURNE INVESTMENTS, INC.

RIA

CRD#: 37499

McCall, ID

Past

December 19, 2014 - December 31, 2020

COLONY PARK FINANCIAL SERVICES LLC.

RIA

CRD#: 41534

BEVERLY HILLS, CA

Past

June 24, 2013 - December 1, 2014

SANDLAPPER WEALTH MANAGEMENT, LLC

RIA

CRD#: 164443

GREENVILLE, SC

Past

September 2, 2011 - November 15, 2019

SANDLAPPER SECURITIES, LLC

CRD#: 137906

GREENVILLE, SC

Past

February 7, 2011 - August 22, 2011

CAPWEST SECURITIES, INC.

CRD#: 30002

GREELEY, CO

Past

May 20, 2003 - February 1, 2011

ITA FINANCIAL SERVICES, LLC

CRD#: 38649

BOCA RATON, FL

Past

October 27, 1995 - February 26, 2003

VOSS & CO., INC.

CRD#: 6405

SPRINGFIELD, VA

Past

March 1, 1995 - October 18, 1995

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

November 21, 1994 - February 27, 1995

VOSS & CO., INC.

CRD#: 6405

SPRINGFIELD, VA

Past

May 1, 1992 - October 26, 1994

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

February 2, 1974 - July 6, 1992

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

July 13, 1970 - April 26, 1971

MAGNUS SECURITIES CORPORATION

CRD#: 4335

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTBOURNE INVESTMENTS, INC.

ARIBA ASSET MANAGEMENT | WESTBOURNE INVESTMENTS, INC.

CRD#: 37499 / SEC#: 801-36800, 8-47779

RIA

Registered Investment Advisory firm - SEC (6/6/1990 Approved)

Terminated by SEC on 02/20/2010

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(10/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 9/25/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 11/11/1970

General Securities Principal Examination

Current Firm

WESTBOURNE INVESTMENTS, INC.

ARIBA ASSET MANAGEMENT | WESTBOURNE INVESTMENTS, INC.

CRD#: 37499 / SEC#: 801-36800, 8-47779

RIA

Registered Investment Advisory firm - SEC (6/6/1990 Approved)

Terminated by SEC on 02/20/2010

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Contact information

Main Address

2121 Eisenhower Avenue Suite 605, Alexandria, VA 22314

Mailing Address

Phone number

(703) 294-6880

Established

Virginia since 03/12/1990

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTBOURNE INVESTMENTS INC 2025 AMEND ADV PART 2A (4/24/2025)

Direct owners and executive officers

Name	Position	CRD#
WESTBOURNE ASSOCIATES, INC.	CORPORATION
GOODWYN, WILFRED LACY	CHAIRMAN & CEO & CHIEF COMPLIANCE OFFICER	225538

Regulatory assets under management

Total Number of Accounts	445
AUM (Assets Under Management)	$ 221,087,393

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Randall N. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Nolen Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLONY PARK FINANCIAL SERVICES LLC.

SANDLAPPER WEALTH MANAGEMENT, LLC

SANDLAPPER SECURITIES, LLC

CAPWEST SECURITIES, INC.

ITA FINANCIAL SERVICES, LLC

VOSS & CO., INC.

IFG NETWORK SECURITIES, INC.

VOSS & CO., INC.

IFG NETWORK SECURITIES, INC.

DERAND/PENNINGTON/BASS, INC.

MAGNUS SECURITIES CORPORATION

Primary Firm SEC Registration

WESTBOURNE INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/1994

Series 63

Date: 5/27/1992

SIE

Date: 10/1/2018

Series 1

Date: 9/25/1969

Series 00

Date: 11/11/1970

Current Firm

WESTBOURNE INVESTMENTS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WESTBOURNE INVESTMENTS, INC.

TRUST BUT VERIFY

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