JW
Jeffrey A. West
CETERA INVESTMENT ADVISERS LLC
LEMOYNE, PA 17043
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CRD#: 4285570
JW
Professional summary
Jeffrey Allen West is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lemoyne, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Lemoyne, Pennsylvania.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, HEALTH, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: FREEDOM FINANCIAL WEALTH MANAGEMENT, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVIDING FINANCIAL PLANNING, INVESTMENTS, AND INSURANCE TO INDIVIDUALS AND BUSINESSES START DATE: 10/2005 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER, FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: OFFERING INVESTMENT AND ADVISORY SERVICES 3. NAME OF OTHER BUSINESS: FREEDOM FINANCIAL INSURANCE SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SOLICITATION OF FIXED INSURANCE BY AGENT(S), MOSTLY MED-SUP AGENTS(S) START DATE: 7/2012 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGING PARTNER 4. NAME OF OTHER BUSINESS: WOODBRIDGE HOA; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOMEOWNERS BOARD; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: APPROVE/DISAPPROVE PEOPLE'S PROJECT PLANS, MANAGE NEIGHBORHOOD PROJECTS, ESTABLISH OR REMOVE RULES;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Allen West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4 Lemoyne Dr Ste 103, Lemoyne, PA 17043RIA
CRD#: 105644
LEMOYNE, PA
Current
April 1, 2020 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4 Lemoyne Dr Ste 103, Lemoyne, PA 17043BD
CRD#: 13572
Lemoyne, PA
Past
April 1, 2020 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LEMOYNE, PA
Past
October 12, 2012 - April 9, 2020
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LEMOYNE, PA
Past
October 12, 2012 - April 9, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
LEMOYNE, PA
Past
April 29, 2008 - October 15, 2012
VICUS CAPITAL, INC.
RIA
CRD#: 116021
HARRISBURG, PA
Past
April 24, 2008 - October 19, 2012
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
HARRISBURG, PA
Past
October 5, 2006 - April 23, 2008
INNER HARBOR ASSET MANAGEMENT
RIA
CRD#: 109031
TOWSON, MD
Past
February 21, 2006 - April 23, 2008
THE RIDERWOOD GROUP INCORPORATED
BD
CRD#: 16681
HARRISBURG, PA
Past
July 30, 2003 - May 10, 2004
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
November 22, 2000 - May 29, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 22, 2000 - May 29, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(4/3/2020)
RR
Florida(9/21/2020)
RR
Idaho(7/15/2020)
RR
Maryland(4/1/2020)
RR
New Jersey(7/29/2020)
RR
North Carolina(9/7/2023)
RR
Ohio(4/9/2020)
RR
Pennsylvania(4/2/2020)
IAR
Pennsylvania(6/29/2023)
RR
Virginia(7/15/2020)
RR
West Virginia(6/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
