Thomas O. Terry
Professional summary
Thomas Otis Terry is a registered financial professional currently at COBRA TRADING, INC. located in Carrollton, Texas.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2001. Thomas has worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Otis Terry's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
COBRA TRADING, INC.
Office #1: 3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010January 7, 2019 - April 14, 2023
BTIG, LLC
May 1, 2014 - December 24, 2018
REDI GLOBAL TECHNOLOGIES LLC
February 9, 2009 - May 1, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 6, 2006 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
November 22, 2002 - February 9, 2006
1ST GLOBAL CAPITAL CORP.
January 18, 2001 - December 11, 2002
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/24/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
COBRA TRADING, INC.
CRD#: 132078 / SEC#: , 8-66548
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
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