Philip L. Lammers
Professional summary
Philip L Lammers, who also goes by Phil Lammers, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Niles, Ohio and CETERA INVESTMENT SERVICES LLC located in Girard, Ohio.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Philip has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip L Lammers's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: One South Main Street, Niles, OH 44446October 2, 2008 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 121 North State Street, Girard, OH 44420Office #2: 1 South Main Street, Niles, OH 44446Office #3: 1625 Niles Cortland Rd Ne, Warren, OH 44484Office #4: 2935 Elm Rd Ne, Warren, OH 44483October 3, 2008 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
October 5, 2007 - October 3, 2008
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - October 3, 2008
CHASE INVESTMENT SERVICES CORP.
August 8, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
November 27, 2001 - August 1, 2002
METROPOLITAN LIFE INSURANCE COMPANY
November 27, 2001 - August 1, 2002
MSI FINANCIAL SERVICES, INC.
October 12, 2001 - October 26, 2001
IDS LIFE INSURANCE COMPANY
October 12, 2001 - October 26, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2011)
(6/9/2009)
(12/4/2020)
(3/1/2010)
(4/23/2010)
(1/3/2024)
(1/22/2015)
(10/20/2022)
(6/22/2021)
(12/6/2022)
(10/4/2021)
(1/3/2023)
(10/25/2021)
(6/27/2024)
(6/19/2020)
(10/2/2008)
(1/21/2014)
(6/9/2009)
(1/15/2019)
(2/15/2023)
(1/5/2024)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Niles, OH 44446TRUST BUT VERIFY
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