Michael R. Smedley

CJW CAPITAL

BUCHANAN, MI 49107

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CRD#: 4284810

Professional summary

Michael Ross Smedley is a registered financial advisor currently at CJW CAPITAL, LLC located in Buchanan, Michigan.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GMS INDUSTRIES INC., NOT INVESTMENT RELATED, 807 W 4TH ST., BUCHANAN, MI 49107, MANUFACTURING COMPANY, PRESIDENT, START DATE 01/2007, 20 HOURS/ MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ross Smedley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2020 - Present

CJW CAPITAL, LLC

Office #1: 807 W 4th Street, Buchanan, MI 49107

RIA

CRD#: 206514

BUCHANAN, MI

Past

April 19, 2002 - February 21, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

COLORADO SPRINGS, CO

Past

February 13, 2002 - February 21, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 27, 2000 - January 17, 2002

NYPPEX, LLC

CRD#: 47654

LANSING, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/27/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/26/2000

General Securities Representative Examination

Current Firm

CJW CAPITAL, LLC

CRD#: 206514 / SEC#:

Florida

Registered Investment Advisory firm - (10/30/2017 Approved)

Illinois

Registered Investment Advisory firm - (8/20/2015 Approved)

Michigan

Registered Investment Advisory firm - (7/11/2019 Approved)

Missouri

Registered Investment Advisory firm - (3/4/2021 Approved)

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Contact information

Main Address

Chicago, IL

Mailing Address

Phone number

(312) 852-4054

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 50,328,670

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Smedley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ross Smedley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CJW CAPITAL, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

NYPPEX, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2020

Series 63

Date: 11/27/2000

Series 7

Date: 10/26/2000

Current Firm

CJW CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CJW CAPITAL, LLC

TRUST BUT VERIFY

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