Brian J. Dost

SCHWAB WEALTH ADVISORY

ORLANDO, FL 32810

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CRD#: 4284589

Professional summary

Brian James Dost, CFP®, who also goes by Brian J Dost, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian J Dost

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian James Dost's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 10, 2015 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 159035

ORLANDO, FL

Current

July 20, 2010 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 5393

Orlando, FL

Past

July 21, 2010 - February 12, 2015

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

May 28, 2009 - July 1, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

ORLANDO, FL

Past

May 19, 2009 - July 1, 2010

TD AMERITRADE, INC.

RIA

CRD#: 7870

ORLANDO, FL

Past

May 8, 2009 - July 1, 2010

TD AMERITRADE, INC.

CRD#: 7870

ORLANDO, FL

Past

March 13, 2007 - April 30, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ORLANDO, FL

Past

February 28, 2007 - April 30, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ORLANDO, FL

Past

April 25, 2006 - December 20, 2006

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BIRMNGHAM, AL

Past

August 28, 2003 - December 20, 2006

TD AMERITRADE, INC.

RIA

CRD#: 7870

ORLANDO, FL

Past

August 5, 2003 - December 20, 2006

TD AMERITRADE, INC.

CRD#: 7870

ORLANDO, FL

Past

December 7, 2000 - September 6, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/9/2015)

California
(7/20/2010)

Colorado
(6/27/2016)

Connecticut
(7/13/2020)

Delaware
(2/5/2015)

District of Columbia
(2/5/2015)

Florida
(7/20/2010)

IAR

Florida
(2/10/2015)

Georgia
(6/24/2015)

Illinois
(2/7/2024)

Iowa
(2/7/2024)

Maine
(4/11/2025)

Maryland
(2/5/2015)

Massachusetts
(9/15/2017)

Michigan
(9/27/2017)

Minnesota
(7/8/2016)

Missouri
(11/13/2018)

New Mexico
(6/17/2016)

New York
(8/24/2015)

North Carolina
(9/14/2015)

Ohio
(4/13/2020)

Oregon
(7/27/2016)

Pennsylvania
(8/25/2015)

Tennessee
(3/31/2016)

Utah
(4/29/2025)

Virginia
(2/5/2015)

Washington
(6/13/2016)

West Virginia
(8/5/2015)

Wisconsin
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/1/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/6/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/18/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/10/2006

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian J. Dost

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian James Dost's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2001

SIE

Date: 10/1/2018

Series 31

Date: 5/1/2007

Series 7

Date: 12/6/2000

Series 10

Date: 4/18/2006

Series 9

Date: 2/10/2006

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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