Orlando Emilio Baker
Professional Summary
Orlando Emilio Baker was a registered financial advisor. Orlando was a previously registered financial professional and started their career in finance 2001 - 2002. Orlando had worked at 1 firm and has passed the Series 6 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CIGNA FINANCIAL SERVICES, INC. | PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | CIGNA SECURITIES, INC.
Contact Information
Established
Delaware since 12/29/1995Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRUDENTIAL RETIREMENT FINANCIAL SERVICES HOLDING LLC | SOLE SHAREHOLDER | — |
| BRONSON, JOHN LINDLEY | SECRETARY | 4123239 |
| CHAPLIN, C EDWARD | TREASURER | 2744560 |
| CRAWFORD, GARY RAYMOND JR | CHIEF FINANCIAL OFFICER, ASSISTANT TREASURER, SROP | 2667198 |
| ERICKSON, JOYCE BUDD | CROP AND VICE PRESIDENT | 604007 |
| GUNIA, ROBERT FRANCIS | DIRECTOR | 1367737 |
| KIM, JOHN YONG | PRESIDENT, DIRECTOR | 2010539 |
| MARCKS, CHRISTINE CANNON | DIRECTOR | 2801693 |
| MCGUIRE, CARL LOUIS | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 2316372 |
| SLEYSTER, SCOTT GARRETT | DIRECTOR | 3237223 |
| ZARELLI, MICHAEL ROBERT | DIRECTOR | 1780900 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2001About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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