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Gary Raymond Crawford Jr

CRD# 2667198·Registered 1995 - 2009
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Raymond Crawford JR, who also goes by Gary Raymond Crawford, was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1995 - 2009. Gary had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Raymond Crawford

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

GLOBAL PORTFOLIO STRATEGIES, INC.·CRD# 105812
RIA
Hartford, CT
October 23, 2006 - January 21, 2009
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Hartford, CT
April 30, 2005 - December 31, 2017
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.·CRD# 40596
RIA
Hartford, CT
January 1, 1998 - April 30, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.·CRD# 40596
BD
Hartford, CT
March 4, 1997 - April 30, 2005
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
October 13, 1995 - March 12, 1997

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Current Firm

GP
GLOBAL PORTFOLIO STRATEGIES, INC.

GLOBAL PORTFOLIO STRATEGIES INC | GLOBAL PORTFOLIO STRATEGIES, INC.

CRD#: 105812 / SEC#: 801-16664

Contact Information

Main Address

280 Trumbull Street, Hartford, CT 06103

Phone Number

(860) 534-7790

# of Employees

32

Documents

Latest Form ADV

Part 2 Brochures

GLOBAL PORTFOLIO STRATEGIES, INC. SERVICES PROVIDED TO NON-QUALIFIED DEFERRED COMPENSATION PLANS (4/29/2022)

Regulatory Assets Under Management

Total Number of Accounts

285

AUM (Assets Under Management)

$1,695,414,336

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1995About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2000About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2000About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1999About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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