Frank J. Hurtado
Professional summary
Frank Javier Hurtado, who also goes by Frank Javier Hurtado, Frank Hurtado, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Kernersville, North Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Fruitland Park, Florida.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Frank has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Javier Hurtado's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
March 6, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
October 8, 2022 - May 23, 2024
WELLS FARGO CLEARING SERVICES, LLC
October 7, 2022 - May 23, 2024
WELLS FARGO CLEARING SERVICES, LLC
October 22, 2020 - November 12, 2020
EQUITABLE ADVISORS, LLC
October 22, 2020 - November 12, 2020
EQUITABLE ADVISORS, LLC
February 27, 2020 - September 1, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2020 - September 1, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 11, 2017 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
May 19, 2009 - March 9, 2018
SCOTTRADE, INC.
October 11, 2002 - November 15, 2007
SCOTTRADE, INC.
August 21, 2001 - October 9, 2001
IDS LIFE INSURANCE COMPANY
August 21, 2001 - October 9, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
January 9, 2001 - August 14, 2001
QUEST CAPITAL STRATEGIES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
