Jason A. Banks
Professional summary
Jason Andrew Banks is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Pittsburgh, Pennsylvania.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2005. Jason has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Andrew Banks's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2025 - Present
NEWEDGE SECURITIES, LLC
Office #1: 1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368January 9, 2024 - October 13, 2025
OSAIC INSTITUTIONS, INC.
December 21, 2023 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
November 20, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
November 20, 2023 - August 23, 2024
TRIAD ADVISORS LLC
October 31, 2023 - October 13, 2025
OSAIC WEALTH, INC.
November 30, 2007 - June 14, 2024
SECURITIES AMERICA, INC.
April 20, 2006 - December 12, 2007
TD AMERITRADE, INC.
October 13, 2005 - December 12, 2007
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2025)
Exams
Series 52TO
Date: 10/31/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
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