Luciana P. Frenkel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luciana Palmira Frenkel, who also goes by Luciana P Liburdi, Lucy Luciana Liburdi, Lucy P Liburdi, was a registered financial professional .
Luciana is a previously registered financial professional and started their career in finance in 2010. Luciana had worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2018 - September 6, 2022
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
December 5, 2014 - November 16, 2016
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
April 12, 2010 - December 12, 2012
AIG FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
CRD#: 157767 / SEC#: , 8-68860
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
