LC
Larry A. Chapel
STATE FARM INVESTMENT MANAGEMENT
Bethlemem, PA 18017-7030
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CRD#: 4283724
LC
Professional summary
Larry Anton Chapel, ChFC® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Bethlemem, Pennsylvania and STATE FARM VP MANAGEMENT CORP. located in Bethlemem, Pennsylvania.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Larry has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Larry Chapel's Insurance Agency; Insurance Agency; Investment-related; 1135 Stefko Blvd Bethlehem, PA 18017-7030; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2006; 80; 80; Service customers and supervise employees. 2. L.A.C. Holding LLC; NOT investment-related; 1135 Stefko Blvd., Bethlehem, PA 18017; Investment or Commercial Property; Owner; Owner; 8/1/2015; 2; 0; control of checkbook, review bank statements, make deposits, pay bills/co-signor on checking account, collect rents, pay expenses/debts related to the property that houses my SF agency and 3 other units. 3) Larry & Kimberly Chapel - Property #1 (Personally Held Real Estate); investment; 4304 Laurel Ct Bethlehem, PA 18020; Investment or Commercial Property; Owner; none; 1/1/2021; 1; 0; Duties: Privately held rental building
CRS (Client Relationship Summary) - RIA
Click below to view Larry Anton Chapel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 18, 2020 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1135 Stefko Blvd, Bethlemem, PA 18017-7030RIA
CRD#: 3487
Bethlemem, PA
Current
December 2, 2005 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1135 Stefko Blvd, Bethlemem, PA 18017-7030BD
CRD#: 43036
Bethlemem, PA
Past
April 29, 2005 - August 18, 2005
ESSEX SECURITIES LLC
BD
CRD#: 46605
JERSEY CITY, NJ
Past
October 11, 2000 - April 29, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/25/2020)
IAR
Florida(12/16/2024)
RR
New Jersey(10/10/2019)
IAR
New Jersey(11/19/2020)
RR
Ohio(6/14/2022)
IAR
Ohio(10/22/2024)
RR
Pennsylvania(12/2/2005)
IAR
Pennsylvania(11/18/2020)
RR
South Carolina(5/9/2023)
IAR
South Carolina(10/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Bethlemem, PA 18017-7030TRUST BUT VERIFY
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