RM
Robert M. Mcdougall
STATE FARM INVESTMENT MANAGEMENT
Grand Rapids, MI 49512
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CRD#: 4283410
RM
Professional summary
Robert Matthew Mcdougall, who also goes by Robert Mcdougall, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Grand Rapids, Michigan and STATE FARM VP MANAGEMENT CORP. located in Ne Grand Rapids, Michigan.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Mcdougall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Shadetree LLC; non-investment related; 1680 Flowers Mill Dr NE, Grand Rapids, MI 49525; Investment or Commercial properties; owner; 1/15/15; 50%; I have a property manager who takes care of the rest; 1 hrs./mo.; 0 hrs./mo. 2) Robert McDougall's Insurance Agency; Insurance Agency; Investment-related; 2838 E Beltline Ave NE Grand Rapids, MI 49525-9704; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2018; 80; 80; Service customers and supervise employees 3) McDougall Consulting, LLC; non-investment-related; 1680 Flowers Mill Dr NE, Grand Rapids, MI 49525; Consulting; owner; 5/15/2022; 20; 0; There will be no conflicts with this consulting opportunity and State Farm. The financial institution serves the New England market and the business I will be consulting will not include securities related or insurance related business in any way. 4) Flowers Mill Community HOA Board; non-investment-related; 1680 Flowers Mill Dr NE Grand Rapids MI 49525; HOA; Board Member; Vice President; 01/01/2023; 1; 0; Voting on community issues, Board member of my home community HOA.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Matthew Mcdougall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 3283 E. Paris Ave Se, Grand Rapids, MI 49512Office #2: 2838 E Beltline Ave Ne, Grand Rapids, MI 49525RIA
CRD#: 3487
Grand Rapids, MI
Current
December 4, 2018 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 2838 E Beltline Ave, Ne Grand Rapids, MI 49525-9704BD
CRD#: 43036
Ne Grand Rapids, MI
Past
November 4, 2016 - December 5, 2017
SANTANDER SECURITIES LLC
BD
CRD#: 41791
BOSTON, MA
Past
March 3, 2015 - March 21, 2016
MINISTRY PARTNERS SECURITIES, LLC
BD
CRD#: 154349
BREA, CA
Past
October 1, 2012 - August 6, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CLAREMONT, CA
Past
November 28, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CLAREMONT, CA
Past
November 5, 2009 - April 7, 2010
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
WEST COVINA, CA
Past
July 6, 2005 - February 21, 2008
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PHOENIX, AZ
Past
February 23, 2001 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(5/5/2020)
IAR
Indiana(2/10/2025)
RR
Michigan(12/4/2018)
IAR
Michigan(12/1/2021)
RR
Ohio(5/6/2020)
IAR
Ohio(2/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Grand Rapids, MI 49512TRUST BUT VERIFY
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