Adam Varrenti Iii
Professional Summary
Adam Varrenti III, who also goes by Adam James Varrenti III, Adam Varrenti, is a registered financial advisor currently at LEGACY ADVISORY SERVICES, LLC located in Exton, Pennsylvania and FORTUNE FINANCIAL SERVICES, INC. located in Exton, Pennsylvania. Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Adam has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Adam James Varrenti Iii, Adam Varrenti
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
LEGACY ADVISORY SERVICES, LLC
Contact Information
Main Address
658 Exton Commons, Exton, PA 19341Phone Number
(610) 524-6801# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
325AUM (Assets Under Management)
$156,935,534Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LEGACY ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(6/24/2008)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Adam Varrenti III's CRS (Customer Relationship Summary).
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